Management

An experienced group of professionals in the finance and information technology industry is continuously developing new content and business opportunities, making Quam the single best all-purpose tool in any investor's toolbox.

Quam's Chairman, Bernard Pouliot says: "Going forward, Quam will continue to strengthen its multi-active financial services platform for both individual investors and corporations. Quam has won the trust and loyalty of the Hong Kong investment community."

Executive Directors

Mr. Bernard Pouliot, aged 56, joined the Company in 2000 and is currently the Chairman of the Company and Managing Director of the Group. Mr. Pouliot is a responsible officer for Types 4 and 9 regulated activities under the Securities and Futures Ordinance for Quam Asset Management Limited, a responsible officer for Type 4 regulated activity under the Securities and Futures Ordinance for Quam (IA) Limited and a responsible officer for Type 9 regulated activity under the Securities and Futures Ordinance for Quam Securities Company Limited. Mr. Pouliot has more than 30 years of experience in investment, finance and corporate development. He is responsible for formulating the overall business strategy of the Group. Prior to being chairman of Quam Limited, he was group managing director of a Hong Kong listed company. Mr. Pouliot is currently a director of Seamico Securities Public Company Limited, a company listed in Thailand. He is the beneficial owner of Newer Challenge Holdings Limited and Porto Global Limited, which are substantial shareholders of the Company.

Mr. Kenneth Lam Kin Hing, aged 54, joined the Company in 2001 and is currently the Deputy Chairman of the Company and the Managing Director of the securities and futures businesses of the Group. Mr. Lam is a responsible officer for Types 1, 2, 4 and 9 regulated activities under the Securities and Futures Ordinance for Quam Securities Company Limited, a responsible officer for Types 4 and 9 regulated activities under the Securities and Futures Ordinance for Quam Asset Management Limited and a responsible officer for Type 6 regulated activity under the Securities and Futures Ordinance for Quam Capital Limited. Mr. Lam has worked for an international bank for 10 years as the head of its PRC and corporate banking operations. Mr. Lam has more than 25 years of experience in corporate finance and banking. He is currently a director of Seamico Securities Public Company Limited, a company listed in Thailand, and has previously held directorship in other public listed company in Thailand. Mr. Lam is also an independent non-executive director of Hon Kwok Land Investment Company, Limited, a company listed in Hong Kong. He is the vice-chairman of the Institute of Securities Dealers Limited. He is the beneficial owner of Olympia Asian Limited, which is substantial shareholder of the Company.

Mr. Richard David Winter, aged 55, joined the Company in 2002 and is currently the Deputy Chairman of the Company and Head of corporate finance business of the Group. He is also a member of the remuneration committee of the Company. Mr. Winter is a responsible officer for Type 6 regulated activity under the Securities and Futures Ordinance for Quam Capital Limited. Mr. Winter has extensive experience in the investment banking and corporate finance advisory field in Hong Kong. Mr. Winter was previously managing director of Deloitte & Touche Corporate Finance Limited and before that Standard Chartered Investment Banking. He received an Honours Degree in Commerce from Edinburgh University. He is a member of the Listing Committee of The Stock Exchange of Hong Kong Limited, a member of the Takeovers and Mergers Panel and Takeovers Appeal Committee of the Securities and Futures Commission, director of the Hong Kong Securities Institute, fellow of the Institute of Chartered Accountants in England and Wales and a member of the Hong Kong Institute of Certified Public Accountants where he is deputy chairman of the Corporate Finance Committee

Independent Non-executive Directors

Mr. Kwong Che Keung, Gordon, aged 58, has been an Independent Non-executive Director of the Company since September 2003. Mr. Kwong has also been serving as the chairman of the audit committee of the Company and a member of the remuneration committee of the Company. He is also an independent non-executive director of a number of companies listed in Hong Kong. From 1984 to 1998, Mr. Kwong was a partner of Pricewaterhouse and was a council member of The Stock Exchange of Hong Kong Limited from 1992 to 1997. He has a Bachelor of Social Science degree from the University of Hong Kong and is a fellow member of the Institute of Chartered Accountants in England and Wales.

Mr. Jeremy King, aged 45, was appointed as Independent Non-executive Director of the Company in October 2002. Mr. King is the chairman of the remuneration committee of the Company and a member of the audit committee of the Company. Mr. King graduated from Nottingham University with a Degree in Law, and has over 23 years of experience in the financial services industry. Mr. King is currently the chief executive officer of Seamico Knight Fund Management Securities Company Limited.

Mr. Robert Stephen TAIT, aged 59, was appointed as Independent Non-executive Director of the Company in September 2008. Mr. Tait is also a member of both the audit committee and the remuneration committee of the Company. Mr. Tait holds a Bachelor of Commerce and Business Administration from the University of British Columbia. He has extensive experience in human resources aspect and was the Head of Human Resources, Asia Pacific of the Hongkong and Shanghai Banking Corporation Limited during October 1999 to April 2008. He is a former Director and immediate past Treasurer of the Employer’s Federation of Hong Kong, the immediate past Chairman of the Manpower Committee of the Hong Kong General Chamber of Commerce and a member of the Hong Kong Institute of Directors. He is a Governor and vice-chairman of the Canadian International School in Hong Kong.

Senior Management

Mr. Adrian Bradbury, aged 44, is the Director, Head of Mergers and Acquisitions and Private Equity and a responsible officer for Type 6 regulated activity under the Securities and Futures Ordinance for Quam Capital Limited. Mr. Bradbury graduated from the University of Manchester with a Degree in Civil Engineering. He has been associated with Quam Capital Limited since 1999. He is a fellow member to the Institute of Chartered Accountants in England and Wales.

Mr. Chan Chi Sheung, Henry, aged 41, is the Director, Head of Research and a responsible officer for Type 4 regulated activity under the Securities and Futures Ordinance for Quam (IA) Limited. He joined the Company in 2003. He leads the Quam Research team, which contributes research reports and investment advice to the investment research and advisory services provided by the Quamnet website.

Ms. Chan Miu Wan, Cindy, aged 53, is the Managing Director of Quam Wealth Management Limited. She joined the Group in 2006. Ms. Chan holds a Master Degree in Applied Finance from the University of Western Sydney. Ms. Chan has extensive experience in the corporate banking, insurance and IFA industries. She is a professional financial planner, an associate member of the Institute of Financial Accountants and a qualified certified risk trainer of the Institute of Crisis and Risk Management.

Mr. Chan Yat Shun, Kenny, aged 44, is the Executive Director of Quamnet. He joined the Group in 2007. Mr. Chan has spent over 19 years in the media industry-from print to TV to internet. He was associated with multinational companies like NBC Asia, Dow Jones, Leo Burnett, Asiacontent and Times Publishing. Mr. Chan graduated with a Master of Business Administration from Heriot-Watt University.

Mr. Chiu Chun Kit, Calvin, aged 37, is the Director of China Operations and is a responsible officer for Types 1 and 2 regulated activity under the Securities and Futures Ordinance for Quam Securities Company Limited. He joined the Group in 2002.

Mr. Choi Lai Sang, Philip, aged 46, is the Head of the Information Technology of the Group. He joined the Group in 2007. Mr. Choi graduated from the University of Saskatchewan with a Bachelor of Science in Computer Science. He has more than 20 years of extensive experience in information technology industry.

Mr. Choy Kwong Wa, Christopher , aged 44, is the Managing Director of Quam Asset Management Limited. He joined the Group in 2006. He has more than 18 years of experience in the investment industry and over 8 years of experience in the alternative investment management field. He holds a BA (Hons) Degree from the Loughborough University of Technology and a Master of Business Administration from The University of East Asia.

Mr. Christopher Straughan Justice, aged 47, is the Managing Director of Quam (H.K.) Limited. He joined the Group in 2007. Mr. Justice graduated from the University of North Carolina at Chapel Hill with a Bachelor of Arts in Public Policy Analysis. He has diversified experience in finance and venture capital, strategy and business development and has led the start-up of several Internet media businesses in Asia, including taking one company, Asiacontent.com, to a NASDAQ IPO.

Ms. Chung Mi Yuk, May, aged 50, is the Head of Treasury and Settlement for Quam Securities Company Limited. She has over 15 years experience in the treasury and settlement field, particularly in the custodianship of offshore products. She joined the Group in 1990.

Mr. Garry Richard Stein, aged 62, is the Managing Director of Quam's new Private Equity initiative. He joined the Group in 2008. Mr. Stein has nearly forty years of experience in executive roles in natural resources, banking, investment management, mergers & acquisitions, private equity and strategic planning. He holds a Bachelor of Science in Chemistry from the Case Western Reserve University, Master of Applied Science in Metallurgy and Materials Science from the University of Toronto and Master of Business Administration from the Schulich School of Business, York University. He is a Fellow of the Institute of Canadian Bankers.

Ms. Hung Chun Yee, aged 37, is the Director of corporate finance and a responsible officer for Type 6 regulated activity under the Securities and Futures Ordinance for Quam Capital Limited. She joined the Group in 2002. Ms. Hung has extensive experience in corporate finance. She is a member of the Hong Kong Institute of Certified Public Accountants.

Mr. Kevin Graeme Sew Hoy, aged 41, is the Chief Financial Officer to the Group. He joined the Company in 2001. Mr. Sew Hoy has over 15 years of experience in audit, compliance and corporate secretarial services. He graduated from the University of Otago, New Zealand with a Degree in Commerce and further completed a Master of Business Administration from the University of South Australia. Mr. Sew Hoy is a member of the Institute of Chartered Accountants, New Zealand and a member of the Hong Kong Institute of Certified Public Accountants.

Ms. Kwong Hoi Yan, aged 32, is the Associate Director of Quam Capital Limited. She joined the Group in 2007. Ms. Kwong has extensive experience in corporate finance. She graduated from the University of Manchester in the United Kingdom with a Bachelor of Arts in Accounting, Finance and Economic Studies and a Master of Arts in Finance.

Mr. Mak Siu Kee, Michael, aged 52, is the Executive Director, Head of Institutional Sales and Trading of Quam Securities Company Limited. Mr. Mak has over 15 years of experience in private wealth management and securities business and has more recently been involved in private equity sales. He previously held positions as Vice President of PWM at Morgan Stanley and Lehman Brothers in Asia and Merrill Lynch in the U.S.A. before joining the Group in 2008.

Mr. Robin Jonathan Gibbs Fox, aged 50, Head of Institutional Advisory, is responsible for transaction origination and advising for Quam Securities Company Limited. He joined the Group in 2006. He has 25 years experience in investment banking and fund management in London and South East Asia. He is a professional accountant and a Chartered Financial Analyst and was educated at universities in London and Buckingham.

Mr. Stephen Christopher Hill, aged 49, is the Director, Head of the Institutional Business and a responsible officer for Types 1 and 4 regulated activities under the Securities and Futures Ordinance for Quam Securities Company Limited. Mr. Hill has over 25 years of experience in the Pan Asian securities business holding positions as head of Asian sales at ING Barings, Nomura, Bear Stearns and was head of country sales at Jardine Fleming (Japan), Jardine Fleming Thailand, W.I. Carr Japan as well as being the country manager for Indosuez W.I. Carr Thailand prior to joining the Group in 2006.

Mr. Tang Kwok Chuen, aged 39, is the Director of Private Client Service and is a responsible officer for Type 1 regulated activity under the Securities and Futures Ordinance for Quam Securities Company Limited. He joined the Group in 2006.

Mr. Tsang Chung Him, Jack, aged 37, joined the Company in 2007 as the Head of Compliance and then appointed as Company Secretary to the Group in April 2008. He has extensive experience of compliance in the financial industry. He has worked for the Securities and Futures Commission and several major financial groups. Mr. Tsang holds a Bachelor of Social Sciences and a Master of Laws from the University of Hong Kong and the professional designations of Chartered Financial Analyst, Certified Public Accountant, CERTIFIED FINANCIAL PLANNER^CM and Financial Risk Manager.

Mr. Wong Lit Chor, Alexis, aged 49, is the Director and a responsible officer for Types 1 and 4 regulated activities under the Securities and Futures Ordinance for Quam Securities Company Limited. He joined the Group in 2003. Mr. Wong graduated from University of Toronto, Canada with a Bachelor of Arts in Economics and Commerce. He also obtained a Master of Business Administration from the Chinese University of Hong Kong. He has over 25 years of experience in the banking, investment and securities dealing industries and is an independent non-executive director of several listed companies in Hong Kong

Ms. Yip Sang, Sandy, aged 38, is the Director of corporate finance and a responsible officer for Type 6 regulated activity under the Securities and Futures Ordinance for Quam Capital Limited. Ms. Yip graduated from the University of British Columbia with a Bachelor of Arts in International Relations and Economics. Prior to joining Quam Capital Limited in 2007, Ms. Yip had worked for Bank of China, Standard Chartered Asia Limited and the Listing Division of The Stock Exchange of Hong Kong Limited.